Category: Compliance

Pages: << 1 2 3


Permalink 10:36:00 am, by Dana Comolli Email , 683 words   English (US)
Categories: Reconciliation, Accounting, Futures Trading, Backoffice, Compliance

3 New Year's Resolutions for CTAs: Get your house in order

A goal for any trader is to get their house in order. That is, make sure your business is solid, your back office efficient and your reporting clean. To help out, we came up with three resolutions all CTAs should strive for this year. more »


Permalink 11:15:00 am, by Dana Comolli Email , 476 words   English (US)
Categories: Reconciliation, Accounting, Futures Trading, Backoffice, Reporting, Compliance

Signs you need a new way to run your CTA

Like many small businesses, CTAs frequently hold onto processes much longer than they should. This is particularly true of those related to the operation of the firm. While sustainable in the short run, not maintaining and enhancing an organization's operational infrastructure can be highly detrimental over time as it limits the firm's ability to adapt to changing market forces and can leave it at a disadvantage compared to other firms. more »


Permalink 05:22:00 pm, by Dana Comolli Email , 143 words   English (US)
Categories: Accounting, Backoffice, Reporting, Compliance

One Click NFA Performance Capsule

Producing the required NFA Performance Capsule for each of your programs can be a time consuming and error-prone task, especially for advisors with large numbers of accounts or ones with high-turnover. You must update your disclosure document with this… more »

<< 1 2 3

January 2023
Mon Tue Wed Thu Fri Sat Sun
 << <   > >>
2 3 4 5 6 7 8
9 10 11 12 13 14 15
16 17 18 19 20 21 22
23 24 25 26 27 28 29
30 31          
The official blog for users and others interested in TheBooks®


XML Feeds

blog software