Category: Compliance

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04/05/2016

Permalink 09:19:00 am, by Dana Comolli Email , 1161 words   English (US)
Categories: Futures Trading, Backoffice, Hedging, Compliance

Regulation AT: If you think it does not apply to you, think again

Algorithmic trading typically conjures up thoughts of Michael Lewis’ “Flash Boys” and high frequency traders. The CFTC's proposed Regulation AT is a burdensome, prescriptive approach that ensnares nearly all traders with questionable benefit. more »

03/02/2016

Permalink 01:49:00 pm, by Dana Comolli Email , 988 words   English (US)
Categories: Accounting, Backoffice, Compliance

Best Practices for a CTA's back office - part 2

Trading can be hazardous, but not being on top of your business and accounting can be even worse. As we noted in the last blog good performance is great, but good performance with a stable, efficient and reliable back office is what investors want. What exactly does that mean to the CTA? more »

02/23/2016

Permalink 11:19:00 am, by Dana Comolli Email , 595 words   English (US)
Categories: Accounting, Backoffice, Compliance

Best Practices for a CTA's back office - part 1

Every trader who has tried to raise money knows the drill from investors: yes we want to know about your performance, but also, explain in detail your back office (infrastructure, organization). Most allocators come with pages of checklists and expect the CTA to be able to answer their questions in full. In these next two blogs, we’re going to cover what allocators expect and explain what it really means to have a back office that passes investment standards. more »

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